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Tim Smith

Delivering a boutique compliance and risk consultancy service as the trusted adviser of choice, to enable clients to meet their commercial objectives safely. Key services: To provided practical multi-jurisdictional compliance and risk consultancy and services; End to end delivery of regulatory change; Merges, acquisitions, and new business development specialist advice; Licence applications; RegTech Compliance advisory support, project management and advice service; To provide interim ‘key person roles’ (CO, MLRO, MLCO); Regulatory Gap analysis; Monitoring/assurance programmes; Bespoke training; High net worth support; Business and material risk assessments; Risk Appetite and governance frameworks; Regulatory strategies